Corporate law and securities regulation georgetown law. Whenever a corporate seeks financing, the laws of securities regulation are always involved. Then, students differentiate among the different types of law. Download 201920 syllabus pdf download 201920 exam guide pdf 100 multiple choice questions. The caribbean examinations council offers three types of certification. The course compliments other courses offered at the school, like corporate finance. However, participation in ll206 is not a formal prerequisite for taking ll207.
Relational diagram linking corporate and business law eng with other exams 6. The reading list is provided for guidance only and is not in itself the subject of the examination. The library at the secretariat situated at plot 16 idowu taylor street, victoria island, lagos, caters for the information needs of members, while the students library located at the. The purpose of this course is to teach the current law and practice in the field of banking law. Other sources of information on the regulation of financial institutions the harvard law school library maintains an excellent and uptodate catalog of resources on financial regulation. Regulation of financial institutions harvard law school. The financial regulation fr is the main point of reference for the principles and procedures governing the establishment, implementation and control of the eu budget. The course provides the student with foundational information about the u. Requirements for graduation to be eligible for the award of the degree of master of laws in corporate and financial law candidates shall comply with the general regulations and the regulations.
Advanced financial management advanced financial reporting advanced management accounting advanced public finance alternative investments analysis audit and assurance business communication commercial law company law corporate finance corporate secretarial practice cpa notes section 1 cpa notes. Legal issues in finance and banking bl 407 winter 2019. Syllabus of basic education 2020 insurance accounting, coverage analysis, insurance law, and insurance regulation cas online course 2 materials for study, 2020 online course 2 exam oc23 module title learning objectives fundamentals of insurer financial statements describe the purpose and primary components of. Regulation of financial institutions proposed outline this is a proposed outline and is somewhat flexible. According to khan and jain, finance is the art and. Grading will be consistent with college of law policy. The regulation of financial institutions and markets. Llb course syllabus is 3 years divided into 6 semesters.
Icsi cs executive new syllabus study material module 1 paper 2 company law max marks 100 objective. Syllabus financial instiutions spring 2019 seton hall. This course teaches the basic structure of securities regulation with a focus on federal securities regulation. Reading list the following list provides details of various publications which may assist you with your studies. To impart expert knowledge, acquaintance and familiarity with various provisions of the companies act, its schedules, rules, notifications, circulars. Specifically emphasized will be the history and development of the. For students interested in a recent text offering a more academic treatment of financial regulation, copies of john armour et al. Page 5 of 6 regulation of financial institutions 20152016 tentative schedule reading materials. Notice about the 4th edition casualty actuarial society. This is the first paper of ca final, financial reporting considered to be the most scoring subject of group first of ca final. Banking law spring 2016 george mason university school of. Llb course in correspondence can be pursued by students either parttime or full time.
The library the institutes library provides services to both members and registered students. It is also designed to contribute to enhanced understanding of the rationale, methods and institutional design of the regulation and supervision of financial markets. The current versions of the financial regulation applies from 2 august 2018. Find materials for this course in the pages linked along the left. Lecture notes the law of corporate finance and financial. The acca syllabus fundamentals level the fundamentals level is divided into two modules knowledge and skills. This course syllabus offers an outline of the full course, with chapter assignments from the.
This course has been specially designed to examine the role of financial law and regulation in the operation of financial markets. In order to practice law before the courts or tribunals in the country, aspirants have to enroll and clear the exams conducted by the legal education apex body in india i. Comstands for bachelor of bussiness administration. Regulation of financial institutions dalhousie university. Securities regulation spring 2017 levin college of law. Syllabus of basic education spring 2020 regulation and. The purpose of this course is to give students an overview of legal matters that they will deal with in their personal andor professional life. The first is the award of a certificate showing each cape unit completed. The course objectives are to foster from first principles a scholarly and usable understanding of elemental capital market transactions and financial derivatives, and provide a common platform for those new to financial law. Relational diagram linking corporate and business law lw glo with other acca exams this diagram shows direct and indirect links between this. Syllabus financial markets regulation time and location. A link to these materials is available on the course isite. The knowledge module f1f3 introduces students to the core areas of financial and management accounting.
Regulations for the degree of master of laws in corporate and financial law llm cfl these regulations apply to candidates admitted to the llmcfl curriculum in the. The first two parts analyze the financial disclosure. Depending on the direction taken by class discussions and other factors the proposed schedule andor the scope of the topics may change. Mba financial management study material pdf free download. Syllabus financial instiutions spring 2019 seton hall university school of law professor lubben stephen.
Many of the reading assignments are excerpts from financial regulation. Syllabus the law of corporate finance and financial. Banking law kalbaugh syllabus spring 2017 hofstra law. Icsi cs executive new syllabus study material icsi new.
The textbook takes as its starting point todays financial. The second is the cape diploma, awarded to candidates who have satisfactorily completed at least six units, including caribbean studies. The regulatory framework lexisnexis, 2008 firf copies of which are on reserve in the library. In this syllabus, unless the context otherwise requires, words and expressions shall have the meaning ascribed to it in the relevant law, rule or regulation. Regulation of financial institutions 3 credits course no.
This course is a good match with ll207 international financial regulation, which concerns the public law side of financial markets. Course syllabus busi 2301 business law catalog description. Since this programs inception in 2012, demand for it has increased, particularly among lawyers already employed in a related field who wish to deepen their expertise in. In combination these courses provide for the full picture of financial markets law and regulation. Financial management notes mba pdf download mba 2nd sem. The course is a good match with ll206 international financial law, which concerns the commercial law side of financial markets, together the courses provide for the full picture of financial markets law and regulation. Specific topics, using case studies and guest speakers where appropriate, will include the role of boards, lawyers and other professionals. These financial institutions may have obligations to maintain cybersecurity policies and procedures under cybersecurity regulations pursuant to the u. Download ca final study materialnew syllabus from the belowgiven links paper 1. Included among those resources and of particular value in finding regulatory guidance on. Students should keep informed about financial regulatory and central bank developments in major economies by becoming regular readers of the. The program of study includes courses in banking law, securities law, and general. He is a fellow of the econometric society and of the british academy.
The united arab emirates financial rules and regulations. Additional readings will be distributed through the course site on canvas or h2o. The primary text for the course will be christopher c. And, the secondary market for the trading of cryptocurrency tokens may require further consideration of whether the tokens or coins are.
234 99 940 1130 390 911 80 821 1336 680 1348 79 94 1104 1443 484 1245 931 256 397 1029 621 171 182 187 1516 260 1187 1434 705 20 916 1435 804 797 1208 1083 1091 1225